Aging-in-Place Planning and Elderlaw

The blog reports information of interest to seniors, their families, and caregivers. Recurrent themes are asset and decision-making protection, and aging-in-place planning.

Showing posts with label SEC. Show all posts
Showing posts with label SEC. Show all posts
Wednesday, January 17, 2018

FINRA and SEC Adopt New Rule to Help Curb Elder Financial Fraud

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FINRA , the Financial Industry Regulatory Authority, Inc. (a private corporation that acts as a self-regulatory organization (SRO)). has re...
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Monty L. Donohew
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